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Practical Compliance Support for Your Firm

From outsourced CCO support to one-time consulting engagements, CybSecWatch delivers expert, hands-on compliance services tailored to your firm's specific needs and regulatory environment.

Our Compliance Services

We provide a full range of regulatory compliance services to investment advisers, hedge funds, broker dealers, and private equity firms. Every engagement is led by consultants with direct CCO experience.

01

Outsource CCO Support

As your CCO support, we will oversee and manage your entire compliance program. We develop a compliance calendar to keep both you and your staff abreast of required deadlines — so you stay in the loop without taking on the added stress.

Our outsourced CCO service is ideal for firms that need dedicated compliance leadership without the overhead of a full-time in-house hire. We integrate seamlessly into your team, attend meetings, liaise with regulators, and manage your program end to end.

Compliance Calendar Regulatory Filings Policy Development Staff Training Annual Review Exam Preparation

"Hiring CybSecWatch has been great for my business. Our consultant promotes a strong compliance culture, and unlike other compliance officers we have had in the past, our consultant knows that compliance is not just black and white."

— Investment Advisory Client
02

General Compliance Support

Serving as your compliance support, we assist the in-house CCO in fulfilling the regulatory requirements they delegate to us. Whether it is writing your firm's WSP, Compliance Manual, or Code of Ethics — no job is too small or too big.

We can also fill in as interim compliance support when your CCO is unavailable due to leave, transition, or other circumstances, ensuring your compliance program never skips a beat.

Written Supervisory Procedures (WSP) Compliance Manual Code of Ethics Interim CCO Coverage Regulatory Support

"No more thinking that compliance is the bad guy. Friendly, experienced, knowledgeable and insightful — all the great qualities of our compliance consultant. Great job."

— Broker Dealer Client
03

Compliance Consulting

We are available to assist with any compliance-related questions you may have. You can reach us six days a week, Monday through Saturday. We know that you do not stop working on the weekend, so why should we.

All your questions are answered and problems solved through email, telephone, or in-person — six days a week. Whether it's a quick regulatory question or a complex compliance issue, we're here to help.

Email Support Phone Consultations In-Person Meetings Regulatory Guidance

"I find it refreshing to work with someone who loves their career as much as I do. Thank you for all your help."

— RIA Principal, DC Area
04

Intro RIA Support

We have an introductory RIA support program for registered reps who are transitioning into the RIA platform. The key to starting off on the right foot is education — our consultants will walk you through every process and file your registration.

For individuals who are new to the regulatory environment, we can assist you in making your introduction a smooth transition. We aim to provide you with excellent support and build lasting relationships from day one.

Registration Filing Process Walkthrough Regulatory Education Platform Transition Ongoing Support

"We hired CybSecWatch to help us with our regulatory filing — it was quick, simple, and to the point. So we kept them onboard to assist with other compliance projects."

— Private Equity Firm

Other Services

Beyond regulatory compliance, CybSecWatch offers a broader range of cybersecurity and technology services to support your firm's full risk and security posture.

Comprehensive security services to protect your organization against evolving threats — from advisory and monitoring to GRC and SEC regulatory compliance.

  • Security Operations & Cyber Advisory
  • GRC (Governance, Risk & Compliance)
  • Continuous Monitoring & Network Security
  • Risk & Vulnerability Management
  • Security Awareness Training
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Protect, govern, and manage your most critical asset — data. We help organizations build compliant, secure, and resilient information programs.

  • Information & Records Management
  • Data Privacy & Protection Programs
  • Regulatory Compliance (HIPAA, FISMA)
  • Data Classification & Governance
  • Controlled Unclassified Information (CUI)
  • Incident Response & Data Breach Planning
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Navigate the intersection of security and innovation. We help organizations adopt transformative technologies — securely, compliantly, and strategically.

  • Blockchain Security & Advisory
  • Smart Contract Risk Assessment
  • AI Governance & Risk Management
  • AI/ML Security Frameworks
  • Decentralized Technology Governance
  • Emerging Tech Compliance Strategy
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Bridge the gap between security operations and business leadership. We deliver strategic guidance that aligns your security program with organizational goals.

  • Cybersecurity Strategy & Roadmap
  • Program & Project Management
  • Policy Development & Implementation
  • Executive Security Briefings
  • Personalized Solutions
  • Business Development Services
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Ready to Get Started?

Contact us today to discuss how CybSecWatch can support your firm's compliance program — and free up your time to focus on your business.

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