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Investment Advisers · Hedge Funds · Broker Dealers · Private Equity

Compliance is Our Business.
Excellent Service is Our Goal.

CybSecWatch is a boutique compliance consulting firm serving investment advisers, hedge funds, broker dealers, and private equity firms in the Washington, DC area and beyond.

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Welcome to CybSecWatch RIA Compliance

Staying ahead of regulatory obligations is a full-time job — and for most firms, it competes with everything else on your plate. CybSecWatch exists to take that burden off your desk, providing practical, ongoing compliance support that keeps your firm examination-ready without slowing down your business.

Our Compliance Services

We offer a full range of regulatory compliance services tailored to the specific needs of your firm — from outsourced CCO support to one-time consulting engagements.

Outsource CCO Support

As your CCO support, we will oversee and manage your entire compliance program. We develop a compliance calendar to keep both you and your staff abreast of required deadlines — so you stay in the loop without taking on the added stress.

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"Hiring CybSecWatch has been great for my business. Our consultant promotes a strong compliance culture, and unlike other compliance officers we have had in the past, our consultant knows that compliance is not just black and white."

— Investment Advisory Client

General Compliance Support

Serving as your compliance support, we assist the in-house CCO in fulfilling regulatory requirements. Whether it is writing your firm's WSP, Compliance Manual, or Code of Ethics — no job is too small or too big. We can also fill in as interim support when your CCO is unavailable.

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"No more thinking that compliance is the bad guy. Friendly, experienced, knowledgeable and insightful — all the great qualities of our compliance consultant. Great job."

— Broker Dealer Client

Compliance Consulting

We are available to assist with any compliance-related questions you may have. All questions are answered and problems solved via email, telephone, or in-person.

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"I find it refreshing to work with someone who loves their career as much as I do. Thank you for all your help."

— RIA Principal, DC Area

Intro RIA Support

We have an introductory RIA support program for registered reps transitioning into the RIA platform. The key to starting off on the right foot is education — our consultants will walk you through every process and file your registration. For those new to the regulatory environment, we make your introduction a smooth transition.

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"We hired CybSecWatch to help us with our regulatory filing — it was quick, simple, and to the point. So we kept them onboard to assist with other compliance projects."

— Private Equity Firm

Cyber Security Consulting

Comprehensive security services to protect your organization against evolving threats — from advisory and monitoring to GRC and Risk Management.

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Management Consulting

Bridge the gap between security operations and business leadership. We deliver strategic guidance that aligns your security program with organizational goals.

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Our Compliance Services

We provide a full range of regulatory compliance services to investment advisers, hedge funds, broker dealers, and private equity firms. Every engagement is led by consultants with direct CCO experience.

01

Outsource CCO Support

As your CCO support, we will oversee and manage your entire compliance program. We develop a compliance calendar to keep both you and your staff abreast of required deadlines — so you stay in the loop without taking on the added stress.

Our outsourced CCO service is ideal for firms that need dedicated compliance leadership without the overhead of a full-time in-house hire. We integrate seamlessly into your team, attend meetings, liaise with regulators, and manage your program end to end.

Compliance Calendar Regulatory Filings Policy Development Staff Training Annual Review Exam Preparation

"Hiring CybSecWatch has been great for my business. Our consultant promotes a strong compliance culture, and unlike other compliance officers we have had in the past, our consultant knows that compliance is not just black and white."

— Investment Advisory Client
02

General Compliance Support

Serving as your compliance support, we assist the in-house CCO in fulfilling the regulatory requirements they delegate to us. Whether it is writing your firm's WSP, Compliance Manual, or Code of Ethics — no job is too small or too big.

We can also fill in as interim compliance support when your CCO is unavailable due to leave, transition, or other circumstances, ensuring your compliance program never skips a beat.

Written Supervisory Procedures (WSP) Compliance Manual Code of Ethics Interim CCO Coverage Regulatory Support

"No more thinking that compliance is the bad guy. Friendly, experienced, knowledgeable and insightful — all the great qualities of our compliance consultant. Great job."

— Broker Dealer Client
03

Compliance Consulting

We are available to assist with any compliance-related questions you may have. You can reach us six days a week, Monday through Saturday. We know that you do not stop working on the weekend, so why should we.

All your questions are answered and problems solved through email, telephone, or in-person — six days a week. Whether it's a quick regulatory question or a complex compliance issue, we're here to help.

Email Support Phone Consultations In-Person Meetings Regulatory Guidance

"I find it refreshing to work with someone who loves their career as much as I do. Thank you for all your help."

— RIA Principal, DC Area
04

Intro RIA Support

We have an introductory RIA support program for registered reps who are transitioning into the RIA platform. The key to starting off on the right foot is education — our consultants will walk you through every process and file your registration.

For individuals who are new to the regulatory environment, we can assist you in making your introduction a smooth transition. We aim to provide you with excellent support and build lasting relationships from day one.

Registration Filing Process Walkthrough Regulatory Education Platform Transition Ongoing Support

"We hired CybSecWatch to help us with our regulatory filing — it was quick, simple, and to the point. So we kept them onboard to assist with other compliance projects."

— Private Equity Firm

Our Approach

At CybSecWatch, we believe that a stronger compliance structure is the key to a successful, risk-free business. When our consultants partner with you, we become part of your team.

01

Front-Line Business Personnel

We start with your people - equipping front-line staff with the knowledge and tools to understand their compliance obligations and act as the first line of defense.

02

Compliance Program

We build or strengthen your formal compliance program - policies, procedures, manuals, and calendars - so your firm has a documented, defensible structure that meets regulatory requirements.

03

Internal Audits & Review

We conduct ongoing internal audits and reviews to test the effectiveness of your compliance program, identify gaps, and provide actionable recommendations before regulators do.

Our Consulting Process

During our initial consultation, we get to know your business structure and your business goals. We believe that compliance should not be a hindrance to your business practice - but a welcome resource. By understanding your structure and goals, we help you outline the right program for your firm.

Once you become a client, we use the Three Lines of Defense to develop a strong compliance culture for your business. We also provide ongoing compliance training for your staff and conduct frequent office visits to stay close to your operations.

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Compliance Expertise You Can Count On

Practitioners, Not Just Consultants

Every CybSecWatch consultant has held a compliance officer or CCO role. We bring real-world, hands-on regulatory experience — not just theoretical knowledge.

Compliance as a Resource

We believe compliance should support your business, not slow it down. Our approach makes compliance a functional, practical part of how your firm operates every day.

Tailored to Your Firm

No two firms are the same. We take the time to understand your structure, your goals, and your regulatory obligations before crafting a program that fits.

Available When You Need Us

We're available Monday through Saturday — because compliance questions don't follow a 9-to-5 schedule. You get responsive, reliable support when it matters most.

Ongoing Partnership

We don't deliver a report and walk away. We build lasting client relationships, staying engaged through frequent visits and ongoing support as your business evolves.

Regulatory Connections

We bring industry knowledge and regulatory connections that give your firm a distinct advantage — helping you navigate examinations, filings, and regulatory changes with confidence.

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Ready to Strengthen Your Security Posture?

Let's talk about your compliance goals, risk challenges, and how CybSecWatch can build a solution that works for your business.

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