CybSecWatch is a boutique compliance consulting firm serving investment advisers, hedge funds, broker dealers, and private equity firms in the Washington, DC area and beyond.
Staying ahead of regulatory obligations is a full-time job — and for most firms, it competes with everything else on your plate. CybSecWatch exists to take that burden off your desk, providing practical, ongoing compliance support that keeps your firm examination-ready without slowing down your business.
We offer a full range of regulatory compliance services tailored to the specific needs of your firm — from outsourced CCO support to one-time consulting engagements.
As your CCO support, we will oversee and manage your entire compliance program. We develop a compliance calendar to keep both you and your staff abreast of required deadlines — so you stay in the loop without taking on the added stress.
Learn More"Hiring CybSecWatch has been great for my business. Our consultant promotes a strong compliance culture, and unlike other compliance officers we have had in the past, our consultant knows that compliance is not just black and white."
— Investment Advisory ClientServing as your compliance support, we assist the in-house CCO in fulfilling regulatory requirements. Whether it is writing your firm's WSP, Compliance Manual, or Code of Ethics — no job is too small or too big. We can also fill in as interim support when your CCO is unavailable.
Learn More"No more thinking that compliance is the bad guy. Friendly, experienced, knowledgeable and insightful — all the great qualities of our compliance consultant. Great job."
— Broker Dealer ClientWe are available to assist with any compliance-related questions you may have. All questions are answered and problems solved via email, telephone, or in-person.
Learn More"I find it refreshing to work with someone who loves their career as much as I do. Thank you for all your help."
— RIA Principal, DC AreaWe have an introductory RIA support program for registered reps transitioning into the RIA platform. The key to starting off on the right foot is education — our consultants will walk you through every process and file your registration. For those new to the regulatory environment, we make your introduction a smooth transition.
Learn More"We hired CybSecWatch to help us with our regulatory filing — it was quick, simple, and to the point. So we kept them onboard to assist with other compliance projects."
— Private Equity FirmComprehensive security services to protect your organization against evolving threats — from advisory and monitoring to GRC and Risk Management.
Learn MoreBridge the gap between security operations and business leadership. We deliver strategic guidance that aligns your security program with organizational goals.
Learn MoreAt CybSecWatch, we believe that a stronger compliance structure is the key to a successful, risk-free business. When our consultants partner with you, we become part of your team.
We start with your people - equipping front-line staff with the knowledge and tools to understand their compliance obligations and act as the first line of defense.
We build or strengthen your formal compliance program - policies, procedures, manuals, and calendars - so your firm has a documented, defensible structure that meets regulatory requirements.
We conduct ongoing internal audits and reviews to test the effectiveness of your compliance program, identify gaps, and provide actionable recommendations before regulators do.
During our initial consultation, we get to know your business structure and your business goals. We believe that compliance should not be a hindrance to your business practice - but a welcome resource. By understanding your structure and goals, we help you outline the right program for your firm.
Once you become a client, we use the Three Lines of Defense to develop a strong compliance culture for your business. We also provide ongoing compliance training for your staff and conduct frequent office visits to stay close to your operations.
Get StartedEvery CybSecWatch consultant has held a compliance officer or CCO role. We bring real-world, hands-on regulatory experience — not just theoretical knowledge.
We believe compliance should support your business, not slow it down. Our approach makes compliance a functional, practical part of how your firm operates every day.
No two firms are the same. We take the time to understand your structure, your goals, and your regulatory obligations before crafting a program that fits.
We're available Monday through Saturday — because compliance questions don't follow a 9-to-5 schedule. You get responsive, reliable support when it matters most.
We don't deliver a report and walk away. We build lasting client relationships, staying engaged through frequent visits and ongoing support as your business evolves.
We bring industry knowledge and regulatory connections that give your firm a distinct advantage — helping you navigate examinations, filings, and regulatory changes with confidence.
The SEC's annual examination priorities signal where regulators will focus their attention. Here's what investment advisers need to review and address before an exam arrives.
Read MoreMany small and mid-size advisory firms reach a point where managing compliance in-house creates more risk than it solves. Here's how to know when outsourcing makes sense.
Read MoreThe SEC's Marketing Rule reshaped how investment advisers can present performance, testimonials, and endorsements. We break down what needs to change and how to build a review process that keeps you compliant.
Read MoreLet's talk about your firm's regulatory obligations and how CybSecWatch can provide the practical, ongoing compliance support you need.